Services and Solutions

Investment Management

  • Asset Allocation Management
  • Investment Manager Due Diligence
  • Retirement Planning and Investment
  • Education Planning and Investment
  • Estate & Insurance Planning
  • Liabilities and Lending Management
  • Banking and Cash Management
  • Alternative Investments

 

Services & Strategies Provided

  • Financial Literacy & Development
  • Wealth Preservation Tactics
  • Income Distribution Strategies
  • Tax Strategies
  • Trust and Estate Strategies
  • Charitable Giving Strategies
  • Total Wealth Picture Monitoring
  • Long Term Care Solutions

 

*1A Securities Based Line of Credit may not be suitable for all clients. Borrowing on securities-based lending products and using securities as collateral may involve a high degree of risk. Market conditions can magnify any potential for loss. If the market turns against the client, he or she may be required to deposit additional securities and/or cash in the account(s) or pay down the loan. The securities in the pledged account(s) may be sold to meet the collateral call, and the firm can sell the client’s securities without contacting them. The interest rates charged are determined by the market value of pledged assets and the net value of the client’s Capital Access account.

*2Borrowing on margin and using securities as collateral may involve a high degree of risk and may not be appropriate for all investors. Market conditions can magnify any potential for loss. If the market turns against the investor, he or she may be required to deposit additional securities and/or cash into the account. The securities in the account may be sold to meet the margin call, and the firm can sell investors’ securities without contacting them.